401(k) Rollovers

Roll over your 401(k) to an IRA

We are here to guide you through the process.   

401(k) Rollover:

May be 
appropriate for

Individuals who have changed jobs or retired and have left savings in a former

employer's workplace savings plan (i.e., 401(k), 403(b), governmental 457(b)) 

or employees that may be changing jobs. 

Tax benefits

A Rollover IRA is a type of Traditional IRA with the same potential tax-deferred growth

of savings.


10% early withdrawal penalty may apply for withdrawals taken prior to age 59½ if no

exceptions apply.

Penalty-free withdrawals for qualifying first-time home purchase and certain college


Minimum required distributions (MRDs) starting at age 70½

Investment options

Access to a wide range of investments offering growth or income including mutual funds,

stocks, bonds, ETFs, and FDIC-insured CDs. 

Support and guidance

One-on-one advice

Research and tools to help you create a long-term plan and choose investments


Other options

Be sure to consider all your available options and the applicable fees and features of each before moving your

retirement assets. 

For more information, please contact us at (502)380-9191.